Form D · Hedge Fund
Alden Global Opportunities Fund (Cayman), L.P.
New York, NY · CIK 0001453506
Offering snapshot reported Jan 15, 2016 · SEC filing
- Reported sold
- $111M Indefinite offering
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2016 | Amendment | $111,056,907 | $0vs Jan 15, 2015 | 69 | SEC filing |
| Jan 15, 2015 | Amendment | $111,056,907 | $33,149,314vs Jan 15, 2014 | 69 | SEC filing |
| Jan 15, 2014 | Amendment | $77,907,593 | $34,537,103vs Jul 15, 2013 | 58 | SEC filing |
| Jul 15, 2013 | Amendment | $43,370,490 | -$45,362,031vs Jul 16, 2012 | 48 | SEC filing |
| Jul 16, 2012 | Amendment | $88,732,521 | -$61,978,365vs Jul 8, 2011 | 50 | SEC filing |
| Jul 8, 2011 | Amendment | $150,710,886 | -$223,025,368vs Jun 15, 2010 | 54 | SEC filing |
| Jun 15, 2010 | Amendment | $373,736,254 | $229,662,805vs Mar 12, 2010 | 58 | SEC filing |
| Mar 12, 2010 | Amendment | $144,073,449 | $23,922,521vs Jan 14, 2010 | 48 | SEC filing |
| Jan 14, 2010 | Amendment | $120,150,928 | No comparison | 45 | SEC filing |
| Jan 6, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $289K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-125920
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Blue Sand Securities LLC | 142976 | |
| Sanders Morris Harris Inc. | 20580 | |
| Artist Capital Inc. | 153937 | |
| Concept Capital Markets, LLC | 153397 |
Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALDEN GLOBAL OPPORTUNITIES FUND (CAYMAN), L.P.
Investment adviser: ALDEN GLOBAL CAPITAL LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1403498 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-6848170452
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Agdof (Cayman) Gp, Ltd. Agdof (Cayman) Gp, Ltd. | Executive |
| Alden Global Capital Llc Alden Global Capital Llc | Promoter |
| Evan Burtton | Director |
| Thomas Del Bosco | Executive |
| John Ferguson | Executive |
| Heath Freeman | Executive |
| Jason Pecora | Executive |
| Jim Plohg | Executive |
| Bruce Schnelwar | Executive |
| Jeffrey Smith | Executive |
| Kalman Vidomlanski | Executive |
| Andrew Wignall | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022