Form D · Hedge Fund

Alden DFM SPV LLC

New York, NY · CIK 0001625871

Offering snapshot reported Nov 20, 2014 · SEC filing

Reported sold
$11.6M
Indefinite offering
Investors reported
50
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 20, 2014Initial$11,616,707No comparison50SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-228701

Source: Form D, filed Nov 20, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALDEN DFM SPV LLC

Investment adviser: ALDEN GLOBAL CAPITAL LLC

Gross asset value
$12.7M
Beneficial owners
50
ADV minimum commitment
$0

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian WELLS FARGO BANK, N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1192239 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-4091213454

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alden Global Capital Limited Promoter
Jason Pecora Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Alden Global Capital Llc 885 Third Avenue
New York, NY, 10022