Form D · Hedge Fund

Alcentra Global Special Situations Fund Cayman Feeder

George Town, Grand Cayman, E9 · CIK 0001520582

Offering snapshot reported Feb 4, 2020 · SEC filing

Reported sold
$119M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$1.11M
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.5M$119MMay 13, 2011: $20,393,290.00May 13, 2011Mar 7, 2013: $22,852,492.00Dec 4, 2014: $19,378,036.00Jul 22, 2016: $44,306,937.00Jul 26, 2017: $44,306,937.00Feb 1, 2018: $44,306,937.00Feb 4, 2019: $119,069,434.00Feb 4, 2020: $119,069,434.00Feb 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,141,650 → $1,105,900

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2020Amendment$119,069,434$0vs Feb 4, 201920SEC filing
Feb 4, 2019Amendment$119,069,434$74,762,497vs Feb 1, 201820SEC filing
Feb 1, 2018Amendment$44,306,937$0vs Jul 26, 201719SEC filing
Jul 26, 2017Amendment$44,306,937$0vs Jul 22, 201619SEC filing
Jul 22, 2016Amendment$44,306,937$24,928,901vs Dec 4, 201419SEC filing
Dec 4, 2014Amendment$19,378,036-$3,474,456vs Mar 7, 201332SEC filing
Mar 7, 2013Amendment$22,852,492$2,459,202vs May 13, 20116SEC filing
May 13, 2011Initial$20,393,290No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159794
The figure disclosed above reflects amounts sold in respect of a U.S. offering.

Source: Form D, filed Feb 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLAREANT GLOBAL SPECIAL SITUATIONS FUND CAYMAN FEEDER LIMITED

Investment adviser: BENEFIT STREET PARTNERS LIMITED

Gross asset value
$84.2M
Beneficial owners
20
ADV minimum commitment
$1.05M

Reported in Form ADV on Jul 5, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Marketer BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer MBSC SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

MBSC SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Filing source

Form ADV 1125683 · Jul 5, 2017 · Schedule D 7.B.(1), fund 805-6660482019

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alcentra Limited Promoter
Julian Colville Director
Michael Connors Director
Brendon Donnellan Director
Peter Huber Director
Richard Klingman Director
Maya Maini Director
Damien Miller Director
Glenn Mitchell Director
Kevin Solomon Director
Michael Wheaton Director
Tim Woolaver Director
John Yang Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
M&C Corporate Services Ltd. Ugland House, South Church Street
George Town, Grand Cayman, E9, KY1-1104