Form D · Other Investment Fund

Alcentra European DLF A Ltd

St Helier, Y9 · CIK 0001586957

Offering snapshot reported Dec 11, 2013 · SEC filing

Reported sold: $20.4M
Investors reported: 39
Minimum accepted: $200K
First sale: Sep 4, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 11, 2013	Amendment	$20,350,000	$0vs Sep 19, 2013	39	SEC filing
Sep 19, 2013	Initial	$20,350,000	No comparison	39	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1M (estimated)
Finders' fees: $0
Form D file number: 021-203151

(a) and (c) are converted from Euros on an approximate basis. (c) is less than reflected in light of the fact that sales have occured and will occur in other jurisdictions

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Unknown	None	Barclays Capital Inc · CRD 19714

Source: Form D, filed Dec 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tamara Williams	Director
John Wiseman	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

13 Castle Street
St Helier, Y9, JE45UT