Form D · Other Investment Fund
Alcentra European Direct Lending Fund No.1 Limited Partnership
St Helier, Y9 · CIK 0001593546
Offering snapshot reported Dec 6, 2013 · SEC filing
- Reported sold
- $104M Offering amount: $1.37B
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 14, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 6, 2013 | Initial | $103,713,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $125K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-207544
Total Offering Amount is converted from EUR. Total remaining to be sold will be less than A minus B in light of fact that sales have occurred and will occur in other jurisdictions
Reflects Placement Agents fees payable to Barclays Capital Inc
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Unknown | None | Barclays Capital Inc · CRD 19714 |
Source: Form D, filed Dec 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Harwood | Director |
| Tamara Williams | Director |
| John Wiseman | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
13 Castle Street
St Helier, Y9, JE4 5UT
St Helier, Y9, JE4 5UT