Form D · Other Investment Fund

AL-TQS-Dlub-Fund, a series of Assure 3P Master Fund LLC

Salt Lake City, UT · CIK 0001635492

Offering snapshot reported Mar 25, 2015 · SEC filing

Reported sold
$403K
Offering amount: $403K
Investors reported
61
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Feb 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$202K$403KMar 4, 2015: $220,000.00Mar 4, 2015Mar 25, 2015: $403,000.00Mar 25, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$220,000 → $403,000
  • Reported investors49 → 61

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2015Amendment$403,000$183,000vs Mar 4, 201561SEC filing
Mar 4, 2015Initial$220,000No comparison49SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-235196

Source: Form D, filed Mar 25, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AL-TQS-DLUB-FUND, A SERIES OF ASSURE 3P MASTER FUND LLC

Investment adviser: SAX CAPITAL LLC

Gross asset value
$0
Beneficial owners
61
ADV minimum commitment
$1K

Reported in Form ADV on Jul 9, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1318274 · Jul 9, 2019 · Schedule D 7.B.(1), fund 805-9898070522

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management, Director
Jeremy Neilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2795 E Cottonwood Pkwy Ste 610
Salt Lake City, UT, 84121