Form D · Other Investment Fund
AL-Soundfocus-Fund, LLC
Salt Lake City, UT · CIK 0001595221
Offering snapshot reported Dec 24, 2013 · SEC filing
- Reported sold
- $139K Offering amount: $139K
- Investors reported
- 37 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Dec 16, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 24, 2013 | Initial | $138,500 | No comparison | 37 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-208722
Source: Form D, filed Dec 24, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AL-SOUNDFOCUS-FUND, LLC
Investment adviser: PLATFORM ADVISOR, LLC
- Gross asset value
- $0
- Beneficial owners
- 37
- ADV minimum commitment
- $1K
Reported in Form ADV on Mar 31, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
Filing source
Form ADV 1186501 · Mar 31, 2018 · Schedule D 7.B.(1), fund 805-3638393478
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neilson Jeremy | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Salt Lake City, UT, 84117