Form D · Retailing

AL MLC I, LP

Houston, TX · CIK 0001746189

Offering snapshot reported May 23, 2019 · SEC filing

Reported sold
$2.52M
Offering amount: $2.52M
Investors reported
9
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jun 28, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.26M$2.52MJul 12, 2018: $1,900,000.00Jul 12, 2018May 23, 2019: $2,518,349.00May 23, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,900,000 → $2,518,349
  • Reported investors8 → 9
  • Minimum accepted$9,500 → $5,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2019Amendment$2,518,349$618,349vs Jul 12, 20189SEC filing
Jul 12, 2018Initial$1,900,000No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-316643

Source: Form D, filed May 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AL MLC I, LP

Investment adviser: AUTUMN LANE ADVISORS, LLC

Gross asset value
$34K
Beneficial owners
10
ADV minimum commitment
$1

Reported in Form ADV on Apr 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor LAPORTE, A PROFESSIONAL ACCOUNTING CORPORATION METAIRIE, Louisiana, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

LAPORTE, A PROFESSIONAL ACCOUNTING CORPORATION
PCAOB 601

Filing source

Form ADV 1528084 · Apr 1, 2021 · Schedule D 7.B.(1), fund 805-6779776495

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Andrew Director, Executive, Promoter
Steve Oldham Director, Executive, Promoter

Issuer details

Industry: Retailing (See others in industry)

Address:
7500 San Felipe Suite 825
Houston, TX, 77063