Form D · Other Technology
Akoustis Technologies, Inc.
Huntersville, NC · CIK 0001584754
Offering snapshot reported May 25, 2018 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 10, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 25, 2018 | Initial | $15,000,000 | No comparison | 2 | SEC filing |
| Dec 15, 2017 | Amendment | $14,524,504 | $13,524,504vs Nov 29, 2017 | 92 | SEC filing |
| Nov 29, 2017 | Initial | $1,000,000 | No comparison | 6 | SEC filing |
| May 17, 2017 | Initial | $1,566,900 | No comparison | 7 | SEC filing |
| Jan 26, 2017 | Amendment | $9,959,980 | $8,349,980vs Dec 8, 2016 | 70 | SEC filing |
| Dec 30, 2016 | Amendment | $3,665,000 | $2,055,000vs Dec 8, 2016 | 28 | SEC filing |
| Dec 8, 2016 | Initial | $1,610,000 | No comparison | 8 | SEC filing |
| Mar 25, 2016 | Initial | $501,000 | No comparison | 8 | SEC filing |
| Jun 5, 2015 | Initial | $5,296,656 | No comparison | 55 | SEC filing |
| Jun 5, 2015 | Initial | $8,250,009 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.26M
- Finders' fees
- $0
- Form D file number
- Not reported
Convertible promissory notes; guarantees by the Issuer's subsidiary of obligations under such notes; and shares of common stock issuable upon conversion of the notes as payment of accrued interest, make-whole payments and certain fundamental changes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Oppenheimer & Co. Inc. | 249 | |
| Drexel Hamilton, LLC | 143570 |
Source: Form D, filed May 25, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David M. Aichele | Executive |
| David M. Alchele | Executive |
| Mark Boomgarden | Executive |
| Steven P. Denbaars | Director |
| Arthur E. Geiss | Director |
| John T. Kurtzweil | Executive |
| Jeffrey K. Mc Mahon | Director |
| Steven P. Miller | Director |
| Jerry D. Neal | Director |
| Cindy C. Payne | Executive |
| Suzanne B. Rudy | Director |
| Jeffrey B. Shealy | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
9805 Northcross Center Court, Suite A
Huntersville, NC, 28078
Huntersville, NC, 28078