Form D · Private Equity Fund

Akkadian Ventures Annex III-C, LP

Denver, CO · CIK 0001652538

Offering snapshot reported Mar 28, 2016 · SEC filing

Reported sold: $1.52M
Investors reported: 4
Minimum accepted: $0
First sale: Apr 1, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2016	Initial	$1,515,983	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-260086

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Hamilton Miller Investments, LLC	41896	Hamilton Miller Investments, LLC · CRD 41896

Source: Form D, filed Mar 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AKKADIAN VENTURES ANNEX III-C, LP

Investment adviser: AKKADIAN VENTURES, INC.

Gross asset value: $2.6M
Beneficial owners: 7
ADV minimum commitment: $16.3K

Reported in Form ADV on Mar 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PEAK ONE ADVANTAGE, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOODVILLAGE, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

Filing source

Form ADV 1302632 · Mar 31, 2019 · Schedule D 7.B.(1), fund 805-2622505316

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Benjamin D. Black	Director
Michael S. Gridley	Director
Peter T. Smith	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2000 Little Raven Street, Suite 201
Denver, CO, 80202