Form D · Hedge Fund

AJO GLOBAL MARKET-NEUTRAL FUND, LTD.

Grand Cayman, E9 · CIK 0001647853

Offering snapshot reported Apr 7, 2020 · SEC filing

Reported sold: $16.6M
Investors reported: 3
Minimum accepted: $1M
First sale: Jul 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$12,500,000 → $16,640,708

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 7, 2020	Amendment	$16,640,708	$4,140,708vs Apr 11, 2019	3	SEC filing
Apr 11, 2019	Amendment	$12,500,000	$0vs Apr 10, 2018	3	SEC filing
Apr 10, 2018	Amendment	$12,500,000	$2,000,000vs Jul 11, 2016	3	SEC filing
Apr 12, 2017	Amendment	$12,500,000	$2,000,000vs Jul 11, 2016	3	SEC filing
Jul 11, 2016	Amendment	$10,500,000	$0vs Jul 14, 2015	2	SEC filing
Jul 14, 2015	Initial	$10,500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-243734

Source: Form D, filed Apr 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AJO GLOBAL MARKET-NEUTRAL FUND, LTD.

Investment adviser: AJO, LP

Gross asset value: $20.6M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Jan 20, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1483743 · Jan 20, 2021 · Schedule D 7.B.(1), fund 805-1802826153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Theodore Aronson	Director
Sean Inggs	Director
Michael Mc Donald	Director
Geoffrey Ruddick	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House, P.O. Box 309
Grand Cayman, E9, KY1-1104