Form D · Hedge Fund

AJO Emerging Markets Small-Cap Offshore Fund, Ltd.

Boston, MA · CIK 0001565096

Offering snapshot reported Jan 17, 2017 · SEC filing

Reported sold
$233M
Offering amount: $233M
Investors reported
18
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$116M$233MJan 14, 2013: $35,000,000.00Jan 14, 2013May 9, 2013: $72,190,099.00Jun 5, 2013: $80,290,099.00Oct 11, 2013: $133,390,099.00Apr 9, 2014: $134,565,098.00Mar 31, 2015: $134,565,098.00Aug 12, 2015: $179,565,098.00Sep 9, 2015: $188,565,098.00Jan 14, 2016: $198,955,098.00Apr 26, 2016: $210,455,098.00Jan 17, 2017: $232,555,098.00Jan 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$210,455,098 → $232,555,098
  • Reported investors17 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2017Amendment$232,555,098$22,100,000vs Apr 26, 201618SEC filing
Apr 26, 2016Amendment$210,455,098$21,890,000vs Sep 9, 201517SEC filing
Jan 14, 2016Amendment$198,955,098$10,390,000vs Sep 9, 201515SEC filing
Sep 9, 2015Amendment$188,565,098$9,000,000vs Aug 12, 201512SEC filing
Aug 12, 2015Amendment$179,565,098$45,000,000vs Mar 31, 201511SEC filing
Mar 31, 2015Amendment$134,565,098$0vs Apr 9, 201410SEC filing
Apr 9, 2014Amendment$134,565,098$1,174,999vs Oct 11, 201310SEC filing
Oct 11, 2013Amendment$133,390,099$53,100,000vs Jun 5, 20138SEC filing
Jun 5, 2013Amendment$80,290,099$8,100,000vs May 9, 20135SEC filing
May 9, 2013Amendment$72,190,099$37,190,099vs Jan 14, 20134SEC filing
Jan 14, 2013Initial$35,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190133

Source: Form D, filed Jan 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Theodore Aronson Director
Michael Mc Donald Director
Geoff Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ajo, Lp 125 High Street, 18 Th Floor
Boston, MA, 02110