Form D · Hedge Fund

AJO Emerging Markets Enhanced Hedge Fund, Ltd.

Philadelphia, PA · CIK 0001649491

Offering snapshot reported Mar 8, 2019 · SEC filing

Reported sold: $54.8M
Investors reported: 5
Minimum accepted: $1M
First sale: Aug 14, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 8, 2019	Amendment	$54,843,302	$0vs Mar 8, 2018	5	SEC filing
Mar 8, 2018	Amendment	$54,843,302	$46,000,000vs Sep 22, 2016	5	SEC filing
Mar 13, 2017	Amendment	$53,843,302	$45,000,000vs Sep 22, 2016	4	SEC filing
Sep 22, 2016	Initial	$8,843,302	No comparison	1	SEC filing
Oct 8, 2015	Amendment	$8,843,302	$0vs Sep 8, 2015	1	SEC filing
Sep 8, 2015	Initial	$8,843,302	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-271127

Source: Form D, filed Mar 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AJO EMERGING MARKETS ENHANCED HEDGE FUND, LTD.

Investment adviser: AJO, LP

Gross asset value: $65M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Jun 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1331560 · Jun 26, 2019 · Schedule D 7.B.(1), fund 805-2389626332

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Theodore Aronson	Director
Sean Inggs	Director
Michael Mc Donald	Director
Geoff Ruddick	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ajo, Lp 230 South Broad Street, 20 Th Floor
Philadelphia, PA, 19102