Form D · Venture Capital Fund

AITV IoT II, LP

La Jolla, CA · CIK 0001691308

Offering snapshot reported Dec 6, 2016 · SEC filing

Reported sold: $4.08M
Investors reported: 12
Minimum accepted: $0
First sale: Dec 1, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 6, 2016	Initial	$4,075,000	No comparison	12	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-275742

Source: Form D, filed Dec 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AITV IOT II, LP

Investment adviser: SWAY VENTURES MANAGEMENT LLC

Gross asset value: $5.48M
Beneficial owners: 13
ADV minimum commitment: $50K

Reported in Form ADV on Mar 11, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC ORINDA, California, United States Related to adviser: No

Marketer ARTIST CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer ASKTHECIRCLE AG PFAEFFIKON, Switzerland Related to adviser: No

Marketer EFP CAPITAL LLP LONDON, United Kingdom Related to adviser: No

Marketer MANN MANN JENSEN PARTNERS LP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

ARTIST CAPITAL LLC
CRD 153937 · SEC 8-68598

MANN MANN JENSEN PARTNERS LP
CRD 137389 · SEC 8-67083

Filing source

Form ADV 1392719 · Mar 11, 2020 · Schedule D 7.B.(1), fund 805-1212113412

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
AITV IoT I LP	Nov 21, 2016	$3,500,000	6
AITV IoT II, LP (this fund)	Dec 6, 2016	$4,075,000	12

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Na Accelerate It Ventures Gp, Llc	Executive, Promoter
Na Aitv Io T Ii Gp Llc	Executive, Promoter
William Malloy Iii	Executive, Promoter
Brian Nugent	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1268 Prospect Street
La Jolla, CA, 92037