Form D · Other Investment Fund
AIS Futures Fund L.P. (3X-6X)
Wilton, CT · CIK 0001038627
Offering snapshot reported Jan 12, 2026 · SEC filing
- Reported sold
- $105M Indefinite offering
- Investors reported
- 287 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Dec 1, 1992 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$105,371,658 → $105,456,507
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2026 | Amendment | $105,456,507 | $84,849vs Dec 6, 2024 | 287 | SEC filing |
| Dec 6, 2024 | Amendment | $105,371,658 | $150,000vs Dec 6, 2023 | 287 | SEC filing |
| Dec 6, 2023 | Amendment | $105,221,658 | $65,000vs Dec 6, 2022 | 286 | SEC filing |
| Dec 6, 2022 | Amendment | $105,156,658 | $175,000vs Dec 1, 2021 | 286 | SEC filing |
| Dec 1, 2021 | Amendment | $104,981,658 | $1,085,000vs Nov 30, 2020 | 285 | SEC filing |
| Nov 30, 2020 | Amendment | $103,896,658 | $115,000vs Nov 29, 2019 | 283 | SEC filing |
| Nov 29, 2019 | Amendment | $103,781,658 | $0vs Nov 30, 2018 | 283 | SEC filing |
| Nov 30, 2018 | Amendment | $103,781,658 | $0vs Dec 1, 2017 | 283 | SEC filing |
| Dec 1, 2017 | Amendment | $103,781,658 | $160,000vs Dec 2, 2016 | 283 | SEC filing |
| Dec 2, 2016 | Amendment | $103,621,658 | $337,013vs Dec 3, 2015 | 283 | SEC filing |
| Dec 3, 2015 | Amendment | $103,284,645 | $133,900vs Dec 3, 2014 | 283 | SEC filing |
| Dec 3, 2014 | Amendment | $103,150,745 | $20,000vs Dec 3, 2013 | 283 | SEC filing |
| Dec 3, 2013 | Amendment | $103,130,745 | $557,424vs Mar 6, 2013 | 283 | SEC filing |
| Mar 6, 2013 | Amendment | $102,573,321 | $4,229,752vs Mar 6, 2012 | 280 | SEC filing |
| Mar 6, 2012 | Amendment | $98,343,569 | $1,074,475vs Mar 4, 2011 | 275 | SEC filing |
| Mar 4, 2011 | Amendment | $97,269,094 | $3,058,840vs Mar 11, 2010 | 272 | SEC filing |
| Mar 11, 2010 | Initial | $94,210,254 | No comparison | 272 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $666K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-139463
Avisen Securities, Inc., Equinox Group Distributors, LLC, and Grant Williams L.P. no longer receive commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wells Fargo Advisors, LLC | 19616 | |
| Avisen Securities, Inc. | 125977 | |
| Wedbush Securities Inc. | 877 | |
| Capital Management Partners, Inc. | 21973 | |
| Equus Financial Consulting LLC | 131449 | |
| Equinox Group Distributors, LLC | 21946 | |
| Grant Williams L.P. | 45961 |
Source: Form D, filed Jan 12, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Ais Capital Management, L.P. | Executive |
| N/A Ais Futures Management Llc | Executive |
| N/A Ais General Partner, Llc | Executive |
| Stephen Wayne Edwards | Executive |
| John R. Hummel | Executive |
| Bradley C. Stern | Executive |
| Hui John Zhang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Wilton, CT, 06897