Form D · Other Health Care
AIRXPANDERS INC
Palo Alto, CA · CIK 0001387156
Offering snapshot reported Jun 22, 2016 · SEC filing
- Reported sold
- $14.9M Offering amount: $14.9M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 14, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2016 | Initial | $14,890,000 | No comparison | 34 | SEC filing |
| Jun 8, 2015 | Initial | $2,996,635 | No comparison | 14 | SEC filing |
| Sep 10, 2014 | Amendment | $9,949,305 | $5,661,498vs Jun 19, 2013 | 15 | SEC filing |
| Jun 19, 2013 | Initial | $4,287,807 | No comparison | 6 | SEC filing |
| May 18, 2012 | Amendment | $11,387,690 | $1,080,000vs Jan 30, 2012 | 8 | SEC filing |
| Jan 30, 2012 | Initial | $10,307,690 | No comparison | 7 | SEC filing |
| Apr 29, 2010 | Initial | $5,449,144 | No comparison | 6 | SEC filing |
| Mar 25, 2009 | Initial | $752,428 | No comparison | Not reported | SEC filing |
| Jan 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $596K
- Finders' fees
- $0
- Form D file number
- 021-265596
Class A Common Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity (Australia) Limited | None |
Source: Form D, filed Jun 22, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Albert Cha | Director |
| Barry Cheskin | Director, Executive |
| Brian Clevinger | Director |
| Dennis Condon | Director |
| Scott Dodson | Director, Executive |
| Kevin Etzkorn | Director |
| Chris Jones | Director, Executive |
| John Lai | Executive |
| Gregory Lichtwardt | Director |
| Scott Murcray | Executive |
| Zita Peach | Director |
| Tadmor Shalon | Director |
| Brigitte Smith | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1047 Elwell Court
Palo Alto, CA, 94303
Palo Alto, CA, 94303