Form D · Other Investment Fund

AIM MIDSTREAM LLC

Foster City, CA · CIK 0001476722

Offering snapshot reported Nov 17, 2009 · SEC filing

Reported sold
$46.5M
Offering amount: $46.5M
Investors reported
124
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 4, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2009Initial$46,479,500No comparison124SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136194

Source: Form D, filed Nov 17, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AIM MIDSTREAM LLC

Investment adviser: AMERICAN INFRASTRUCTURE FUNDS, LLC

Gross asset value
$43.7K
Beneficial owners
164
ADV minimum commitment
$75K

Reported in Form ADV on Sep 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP SAN JOSE, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Filing source

Form ADV 1142068 · Sep 28, 2017 · Schedule D 7.B.(1), fund 805-8643980363

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
(Manager) Aim Universal Holdings, Llc Promoter
Matthew P. Carbone Promoter
Robert B. Hellman, Jr. Promoter
George E. Mc Cown Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
950 Tower Lane, Suite 800
Foster City, CA, 94404