Form D · Private Equity Fund

AIM Coal LLC

Foster City, CA · CIK 0001671860

Offering snapshot reported Oct 20, 2016 · SEC filing

Reported sold
$10.5M
Offering amount: $10.5M
Investors reported
102
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 15, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2016Initial$10,474,148No comparison102SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-272916

Source: Form D, filed Oct 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AIM COAL LLC

Investment adviser: AMERICAN INFRASTRUCTURE FUNDS, LLC

Gross asset value
$84.9K
Beneficial owners
97
ADV minimum commitment
$0

Reported in Form ADV on Sep 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP SAN JOSE, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Filing source

Form ADV 1142068 · Sep 28, 2017 · Schedule D 7.B.(1), fund 805-5729406991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aim Coal Management, Llc Director
Matthew P. Carbone Director
Robert B. Hellman, Jr. Director
George E. Mc Cown Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
950 Tower Lane, Suite 800
Foster City, CA, 94404