Form D · Hedge Fund

AHL Alpha, LLC

New York, NY · CIK 0001473740

Offering snapshot reported Aug 2, 2013 · SEC filing

Reported sold: $44.5M
Investors reported: 3
Minimum accepted: $10M
First sale: Oct 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$43,500,000 → $44,500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 2, 2013	Amendment	$44,500,000	$1,000,000vs Aug 2, 2012	3	SEC filing
Aug 2, 2012	Amendment	$43,500,000	$0vs Feb 17, 2012	3	SEC filing
Feb 17, 2012	Amendment	$43,500,000	$0vs Feb 17, 2011	3	SEC filing
Feb 17, 2011	Amendment	$43,500,000	No comparison	3	SEC filing
Oct 14, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-135242

Source: Form D, filed Aug 2, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AHL ALPHA, LLC

Investment adviser: MAN INVESTMENTS (USA) CORP.

Gross asset value: $44.4M
Beneficial owners: 1
ADV minimum commitment: $10M

Reported in Form ADV on Aug 6, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITI FUND SERVICES OHIO, INC. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Custodian CREDIT SUISSE, AG - SYDNEY BRANCH SYDNEY, Australia Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE ROYAL BANK OF SCOTLAND PLC EDINBURGH, United Kingdom Related to adviser: No

Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker CREDIT SUISSE, AG - SYDNEY BRANCH SYDNEY, Australia

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker THE ROYAL BANK OF SCOTLAND PLC EDINBURGH, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 750506 · Aug 6, 2013 · Schedule D 7.B.(1), fund 805-8887001136

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jordan Allen	Executive
John Barbo	Executive
Eric Burl	Executive
Alicia Borst Derrah	Executive
Lance Donenberg	Executive
Shiraz Kajee	Executive
Orly Lax	Executive
Nadine Le Gall	Executive
N/A Man Investments (Usa) Corp.	Promoter
Michael Robinson	Executive
Matthew Sargaison	Executive
Riju Sathyan	Executive
Harry Skaliotis	Executive
Andrew Stewart	Executive
Timothy Wong	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Man Investments (Usa) Corp. Hsbc Tower, 452 Fifth Avenue, 25th Floor
New York, NY, 10018