Form D · Investing
AGSM/ASI, LLC
State College, PA · CIK 0001567058
Offering snapshot reported Apr 23, 2013 · SEC filing
- Reported sold
- $848K Offering amount: $15.3M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jan 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$51,000 → $25,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 23, 2013 | Amendment | $848,207 | No comparison | 0 | SEC filing |
| Jan 15, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-190322
$7,650,000 plus an additional $7,650,000 if necessary
Derived/paid from promoter's (see Item 3) interest in Issuer; not paid from offering proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gordon D. Smith | 2006592 | Highland Financial, Ltd. · CRD 25896 |
Source: Form D, filed Apr 23, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Agsm, Llc | Promoter |
| Donald C Belt | Director, Executive |
| Robert P. Culhane | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
1981 Pine Hall Road
State College, PA, 16801
State College, PA, 16801