Form D · Other Technology

AGM GROUP HOLDINGS, INC.

Wanchai, K3 · CIK 0001705402

Offering snapshot reported Dec 20, 2021 · SEC filing

Reported sold: $20M
Investors reported: 4
Minimum accepted: $0
First sale: Dec 14, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 20, 2021	Initial	$20,000,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Option to acquire, Security to be acquired
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $1.58M (estimated)
Finders' fees: $0
Form D file number: 021-425974

The Company closed a sale of registered direct offering of 2,898,552 shares and a concurrent private placement of unregistered investor warrants to purchase up to 1,449,276 shares, for $6.90 per share and accompanying warrant.

The placement agent received a fee of 7.5% of the gross proceeds and reimbursement of $80,000.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FT Global Capital, Inc.	141294

Source: Form D, filed Dec 20, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Chenjun Li	Director, Executive
Jialin Liu	Director
Yufeng Mi	Executive
Jing Shi	Director
Steven Sim	Executive
Wenjie Tang	Director, Executive
Fangjie Wang	Director
Yafang Wang	Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:

Room 1502 3 15/F., Connaught Commercial 185 Wanchai Road
Wanchai, K3, 999077