Form D · Investing
AgLease, LLC
Lexington, KY · CIK 0001548296
Offering snapshot reported Apr 25, 2012 · SEC filing
- Reported sold
- $1.27M Offering amount: $3M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 10, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 25, 2012 | Initial | $1,270,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-177228
The sales commission and Finder's Fees figures represent the maximum amount expected to be paid by the end of the offering. At the time of this filing, $38,500 has been paid in total.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| James Christian | 4643884 | Carolina Financial Securities, LLC · CRD 41970 |
| Catherine Hicks | 5945027 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Apr 25, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Victor Roberts | Executive |
| Tmiothy E. N. Terry | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
110 Woodland Ave.
Lexington, KY, 40502
Lexington, KY, 40502