Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VL 102
Philadelphia, PA · CIK 0001469203
Offering snapshot reported Mar 30, 2017 · SEC filing
- Reported sold
- $8M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 11, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,000,000 → $8,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 30, 2017 | Amendment | $8,000,000 | $1,000,000vs Mar 31, 2016 | 1 | SEC filing |
| Mar 31, 2016 | Amendment | $7,000,000 | $6,000,000vs Dec 22, 2009 | 1 | SEC filing |
| Dec 22, 2009 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $122K
- Finders' fees
- $0
- Form D file number
- 021-137092
variable life insurance contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| LPL Financial Corporation | 6413 | James Garfinkel · CRD 5052743 |
| Hornor, Townsend & Kent, Inc. | 4031 | James Garfinkel · CRD 5052743 |
Source: Form D, filed Mar 30, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward W Cassidy | Director |
| Joseph A Fillip | Executive |
| John T Fischer | Director, Executive |
| John K Hillman | Director, Executive |
| Kent C Keim | Executive |
| Lilac Lombard International Life Assurance Company | Promoter |
| Bonnie J Malley | Director |
| David R Pellerin | Director |
| Philip K Polkinghorn | Director |
| Zafar Rashid | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103