Form D · Other Investment Fund

AG Twin Brook BDC Holdings, Ltd.

New York, NY · CIK 0001796258

Offering snapshot reported Jan 13, 2023 · SEC filing

Reported sold
$70M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 17, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35M$70MJan 13, 2021: $14,000,000.00Jan 13, 2021Jan 14, 2022: $40,629,100.00Jan 14, 2022Jan 13, 2023: $70,000,000.00Jan 13, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$40,629,100 → $70,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2023Amendment$70,000,000$29,370,900vs Jan 14, 20221SEC filing
Jan 14, 2022Amendment$40,629,100$26,629,100vs Jan 13, 20211SEC filing
Jan 13, 2021Initial$14,000,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-386075

Source: Form D, filed Jan 13, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AG TWIN BROOK BDC HOLDINGS, LTD.

Investment adviser: AG TWIN BROOK MANAGER, LLC

Gross asset value
$72.2M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 236

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

Filing source

Form ADV 1694335 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-4314396971

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Trevor Jerome Clark Executive
Scott Alexander Dakers Director
Christopher Moore Executive
Jenny B. Neslin Executive
Cormac Sheehan Director
Brian Sigman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ag Twin Brook Manager, Llc 245 Park Avenue, 26 Th Floor
New York, NY, 10167