Form D · Private Equity Fund

AG Growth Capital Partners I Annex Fund, L.P.

New York, NY · CIK 0001594638

Offering snapshot reported Jul 7, 2016 · SEC filing

Reported sold
$50M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Dec 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MDec 30, 2013: $20,250,000.00Dec 30, 2013Dec 22, 2014: $37,100,000.00Dec 22, 2014Jun 30, 2015: $37,100,000.00Jun 30, 2015Jul 8, 2015: $37,100,000.00Jul 7, 2016: $50,000,000.00Jul 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$37,100,000 → $50,000,000
  • Reported investors18 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 7, 2016Amendment$50,000,000$12,900,000vs Jul 8, 201525SEC filing
Jul 8, 2015Amendment$37,100,000$0vs Jun 30, 201518SEC filing
Jun 30, 2015Amendment$37,100,000$0vs Dec 22, 201418SEC filing
Dec 22, 2014Amendment$37,100,000$16,850,000vs Dec 30, 201318SEC filing
Dec 30, 2013Initial$20,250,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-208970

Source: Form D, filed Jul 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AG GROWTH CAPITAL PARTNERS I ANNEX FUND, L.P.

Investment adviser: ANGELO, GORDON & CO., L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Feb 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA , NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1165531 · Feb 26, 2018 · Schedule D 7.B.(1), fund 805-7759972433

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John M. Angelo Executive
Thomas Fuller Executive
Michael L. Gordon Executive
Wilson Leung Executive
Jonathan Lieberman Executive
Arthur Peponis Executive
David Roberts Executive
Lawrence Schloss Executive
Adam Schwartz Executive
Frank Stadelmaier Executive
Joseph Wekselblatt Executive
Kirk Wickman Executive
Forest Wolfe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
245 Park Avenue 26 Th Floor
New York, NY, 10167