Form D · Private Equity Fund
AG GECC PPIF Holdings, L.P.
New York, NY · CIK 0001475491
Offering snapshot reported Nov 2, 2009 · SEC filing
- Reported sold
- $129M Offering amount: $1.11B
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Oct 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2009 | Initial | $129,250,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.25M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-135743
Total offering amount includes the amount of interests offered by AG GECC Public-Private Investment Fund, L.P.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GE Investment Distributors, Inc. | 32087 | |
| CastleOak Securities, L.P. | 125334 |
Source: Form D, filed Nov 2, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John M. Angelo | Executive |
| Gregory Bates | Executive |
| Michael L. Gordon | Executive |
| Melissa Iallegio | Executive |
| Joseph Parsons | Executive |
| Joseph Wekselblatt | Executive |
| Kirk Wickman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
245 Park Avenue 26 Th Floor
New York, NY, 10167
New York, NY, 10167