Form D · Private Equity Fund
AG Energy Credit Opportunities Fund IV, L.P.
New York, NY · CIK 0001776686
Offering snapshot reported Apr 6, 2023 · SEC filing
- Reported sold
- $332M Indefinite offering
- Investors reported
- 1,071 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 22, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$720,912,000 → $331,619,520
- Reported investors1,065 → 1,071
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2023 | Amendment | $331,619,520 | -$389,292,480vs Apr 4, 2022 | 1,071 | SEC filing |
| Apr 4, 2022 | Amendment | $720,912,000 | $60,852,000vs Apr 2, 2021 | 1,065 | SEC filing |
| Apr 2, 2021 | Amendment | $660,060,000 | $464,815,000vs Sep 6, 2019 | 946 | SEC filing |
| Sep 6, 2019 | Initial | $195,245,000 | No comparison | 59 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $554K
- Finders' fees
- $0
- Form D file number
- 021-348122
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 | |
| Champlain Advisors, LLC | 129560 |
Source: Form D, filed Apr 6, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AG ENERGY CREDIT OPPORTUNITIES FUND IV, L.P.
Investment adviser: ANGELO, GORDON & CO., L.P.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2053969 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7979495062
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Josh Baumgarten | Executive |
| Michael L. Gordon | Executive |
| Christopher Moore | Executive |
| Adam Schwartz | Executive |
| Frank Stadelmaier | Executive |
| Kirk Wickman | Executive |
| Forest Wolfe | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10167