Form D · Hedge Fund
Afton II LP
Charlotte, NC · CIK 0001178596
Offering snapshot reported Feb 10, 2020 · SEC filing
- Reported sold
- $26.1M Indefinite offering
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 10, 2020 | Amendment | $26,054,600 | $0vs Feb 12, 2019 | 42 | SEC filing |
| Feb 12, 2019 | Amendment | $26,054,600 | -$1vs Jul 11, 2018 | 42 | SEC filing |
| Jul 11, 2018 | Amendment | $26,054,601 | $0vs Aug 4, 2017 | 42 | SEC filing |
| Aug 4, 2017 | Amendment | $26,054,601 | $0vs Aug 5, 2016 | 42 | SEC filing |
| Aug 5, 2016 | Amendment | $26,054,601 | $0vs Aug 6, 2014 | 42 | SEC filing |
| Aug 6, 2015 | Amendment | $26,054,601 | $0vs Aug 6, 2014 | 42 | SEC filing |
| Aug 6, 2014 | Amendment | $26,054,601 | $250,000vs Aug 12, 2013 | 42 | SEC filing |
| Aug 12, 2013 | Amendment | $25,804,601 | $50,000vs Aug 13, 2012 | 41 | SEC filing |
| Aug 13, 2012 | Amendment | $25,754,601 | $231,580vs Aug 11, 2011 | 41 | SEC filing |
| Aug 11, 2011 | Amendment | $25,523,021 | $1,179,716vs Feb 25, 2010 | 40 | SEC filing |
| Feb 25, 2010 | Amendment | $24,343,305 | $4,242,231vs Mar 11, 2009 | 36 | SEC filing |
| Mar 11, 2009 | Amendment | $20,101,074 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-46311
The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Redwine & Company, Inc. | 39616 | |
| Stonecrest Capital Markets, Inc. | 39616 |
Source: Form D, filed Feb 10, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AFTON II LP
Investment adviser: AFTON CAPITAL MANAGEMENT, LLC
- Gross asset value
- $6.47M
- Beneficial owners
- 4
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
GOLDMAN SACHS & CO. LLC
SEC 8-129
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Filing source
Form ADV 1372109 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-6046180062
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Afton Capital Management Llc | Executive |
| Afton Capital Management, Llc | Executive |
| Campbell O. Jenkins Iii | Executive |
| A. Coy Monk, Iv | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlotte, NC, 28211