Form D · Private Equity Fund
AF CIRCLE C FUND, LLC
New York, NY · CIK 0001556072
Offering snapshot reported Sep 18, 2012 · SEC filing
- Reported sold
- $55M Offering amount: $150M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2012 | Initial | $55,015,000 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184260
To the extent that Norfolk Markets, LLC or other brokers are used in connection with this offering, sales commissions will be paid by the Managing Member or an affiliate thereof and not from proceeds of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Norfolk Markets, LLC | 103797 |
Source: Form D, filed Sep 18, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roger B. Miller | Executive, Promoter |
| Steven Salm | Executive, Promoter |
| Steve Smith | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
28 West 44 Th Street, Suite 810
New York, NY, 10036
New York, NY, 10036