Form D · Other
AEX Gold Inc.
Toronto, A6 · CIK 0001821181
Offering snapshot reported Aug 18, 2020 · SEC filing
- Reported sold
- $6.03M Offering amount: $6.03M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 31, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2020 | Initial | $6,026,170 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $235K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-373479
The total amount is an estimate based on the exchange rate between US Dollars and British pounds, on the basis that the total amount sold was 4,590,202.50 British pounds.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INC. | 793 |
Source: Form D, filed Aug 18, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Fowlie | Director, Executive |
| Martin Menard | Executive |
| Robert Menard | Director |
| Eldur Olafsson | Director, Executive |
| Joan Plant | Executive |
| Georgia Quenby | Director |
| Graham Duncan Stewart | Director |
| Sigurbjorn Thorkelsson | Director |
Issuer details
Industry: Other (See others in industry)
Address:
C/O Bennett Jones Llp 3400 One First Canadian Place
Toronto, A6, M5X1A4
Toronto, A6, M5X1A4