Form D · Hedge Fund

AETOS Corp

Willemstad, P8 · CIK 0001459526

Offering snapshot reported Sep 20, 2013 · SEC filing

Reported sold
$1
Offering amount: $1
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 1985
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.3M$74.7MMar 11, 2009Mar 10, 2010: $45,000,000.00Mar 10, 2010Mar 10, 2011: $74,695,000.00Mar 10, 2011Mar 12, 2012: $74,695,000.00Mar 12, 2012Mar 12, 2013: $74,695,000.00Sep 20, 2013: $1.00Sep 20, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$74,695,000 → $1
  • Reported investors21 → 0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 20, 2013Amendment$1-$74,694,999vs Mar 12, 20130SEC filing
Mar 12, 2013Amendment$74,695,000$0vs Mar 12, 201221SEC filing
Mar 12, 2012Amendment$74,695,000$0vs Mar 10, 201121SEC filing
Mar 10, 2011Amendment$74,695,000$29,695,000vs Mar 10, 201021SEC filing
Mar 10, 2010Amendment$45,000,000No comparison19SEC filing
Mar 11, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128490
The totals reflected in Item 13 and Item 14 of this form represent a correction to previously filed forms as sales pursuant to Regulation S were inadvertently included therein.

Source: Form D, filed Sep 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AETOS CORPORATION

Investment adviser: FIRST EAGLE INVESTMENT MANAGEMENT, LLC

Gross asset value
$102M
Beneficial owners
37
ADV minimum commitment
$100K

Reported in Form ADV on Mar 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICE (CURAÇAO) B.V. WILLEMSTAD, Other Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 793448 · Mar 3, 2014 · Schedule D 7.B.(1), fund 805-4380797989

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin Byrne Director
Curtis L Lowell, Jr. Director
Steven Schaefer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Fund Services (Curacao) N.V. Kaya Flamboyan 9, P.O. Box 4774
Willemstad, P8, 00000