Form D · Other Investment Fund
AETNA MULTI-STRATEGY 1099 FUND
Milwaukee, WI · CIK 0001552250
Offering snapshot reported Aug 11, 2017 · SEC filing
- Reported sold
- $70.2M Indefinite offering
- Investors reported
- 108 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$68,904,645 → $70,168,795
- Reported investors164 → 108
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2017 | Amendment | $70,168,795 | $1,264,150vs Aug 12, 2016 | 108 | SEC filing |
| Aug 12, 2016 | Amendment | $68,904,645 | $7,032,197vs Aug 13, 2015 | 164 | SEC filing |
| Aug 13, 2015 | Amendment | $61,872,448 | $6,074,387vs Aug 14, 2014 | 138 | SEC filing |
| Aug 14, 2014 | Amendment | $55,798,061 | $12,193,633vs Aug 14, 2013 | 99 | SEC filing |
| Aug 14, 2013 | Amendment | $43,604,428 | $3,604,428vs Aug 14, 2012 | 36 | SEC filing |
| Aug 14, 2012 | Initial | $40,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-182662
Investors may be charged a placement fee of up to 2.00% of the subscription amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Foreside Fund Services, LLC | 46106 |
Source: Form D, filed Aug 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Aetna Capital Management , Llc | Promoter |
| N/A Aetna Capital Management, Llc | Promoter |
| John Canning | Executive |
| Umar Ehtisham | Executive |
| Brett Esterson | Executive |
| Anthony Fischer | Director |
| Victor Fontana | Director |
| N/A Foreside Fund Services, Llc | Promoter |
| Terry Gallagher | Executive |
| Mark Garber | Executive |
| David G Lee | Director |
| N/A Registered Fund Solutions, Llc | Promoter |
| Benjamin Schmidt | Executive |
| Robert Seyferth | Director |
| Emily Silva | Executive |
| Michael Woodard | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53212