Form D · Private Equity Fund

AESSF III Private Investors, LLC

New York, NY · CIK 0001644273

Offering snapshot reported Jan 14, 2016 · SEC filing

Reported sold
$214M
Indefinite offering
Investors reported
234
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 4, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$107M$214MJun 17, 2015: $202,050,000.00Jun 17, 2015Jan 14, 2016: $214,050,000.00Jan 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$202,050,000 → $214,050,000
  • Reported investors220 → 234

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2016Amendment$214,050,000$12,000,000vs Jun 17, 2015234SEC filing
Jun 17, 2015Initial$202,050,000No comparison220SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.79M (estimated)
Finders' fees
$0
Form D file number
021-241941
Limited Liability Company Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneJ.P. Morgan Securities LLC · CRD 079

Source: Form D, filed Jan 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A J.P. Morgan Private Investments Inc. Promoter
Kevin A. Phillip Director
Don Seymour Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O J.P. Morgan Private Investments Inc. 270 Park Avenue
New York, NY, 10017