Form D · Private Equity Fund
AESSF III Private Investors, LLC
New York, NY · CIK 0001644273
Offering snapshot reported Jan 14, 2016 · SEC filing
- Reported sold
- $214M Indefinite offering
- Investors reported
- 234 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 4, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$202,050,000 → $214,050,000
- Reported investors220 → 234
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 14, 2016 | Amendment | $214,050,000 | $12,000,000vs Jun 17, 2015 | 234 | SEC filing |
| Jun 17, 2015 | Initial | $202,050,000 | No comparison | 220 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.79M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-241941
Limited Liability Company Interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | J.P. Morgan Securities LLC · CRD 079 |
Source: Form D, filed Jan 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A J.P. Morgan Private Investments Inc. | Promoter |
| Kevin A. Phillip | Director |
| Don Seymour | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017