Form D · Other
AeroGrow International, Inc.
Boulder, CO · CIK 0001316644
Offering snapshot reported Apr 22, 2013 · SEC filing
- Reported sold
- $4M Offering amount: $4M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 22, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 22, 2013 | Initial | $4,000,000 | No comparison | 1 | SEC filing |
| Oct 12, 2012 | Initial | $1,285,722 | No comparison | 15 | SEC filing |
| Dec 29, 2011 | Amendment | $1,426,704 | $0vs Nov 30, 2011 | 21 | SEC filing |
| Nov 30, 2011 | Amendment | $1,426,704 | $325,228vs Oct 27, 2011 | 21 | SEC filing |
| Oct 27, 2011 | Initial | $1,101,476 | No comparison | 15 | SEC filing |
| Nov 8, 2010 | Initial | $1,500,000 | No comparison | 6 | SEC filing |
| Sep 23, 2010 | Amendment | $7,020,000 | $20,000vs Jun 25, 2010 | 106 | SEC filing |
| Jun 25, 2010 | Amendment | $7,000,000 | $2,800,000vs May 13, 2010 | 105 | SEC filing |
| May 13, 2010 | Amendment | $4,200,000 | $3,725,000vs Apr 30, 2010 | 79 | SEC filing |
| Apr 30, 2010 | Amendment | $475,000 | No comparison | 6 | SEC filing |
| Mar 18, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 12, 2010 | Amendment | $7,000,341 | $750,000vs Jul 10, 2009 | 24 | SEC filing |
| Nov 6, 2009 | Amendment | $6,650,341 | $400,000vs Jul 10, 2009 | 20 | SEC filing |
| Jul 10, 2009 | Initial | $6,250,341 | No comparison | 19 | SEC filing |
| Dec 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 10, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 20, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 9, 2003 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $120K
- Finders' fees
- $0
- Form D file number
- 021-195364
WE WILL ISSUE $4.0 MILLION OF SERIES B CONVERTIBLE PREFERRED STOCK AND A WARRANT TO PURCHASE COMMON STOCK AT $1.51 PER SHARE
WARRANTS TO PURCHASE 125,000 SHARES OF COMMON STOCK AT $1.54 PER SHARE WERE ALSO ISSUED.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BLUE SAGE CAPITAL PARTNERS, INC. | None |
Source: Form D, filed Apr 22, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael S Barish | Director |
| Jeff Brainard | Executive |
| H. Macgregor Clarke | Director, Executive |
| Michael D. Dingman | Director |
| Michael D Dingman, Jr. | Director |
| Wayne E Harding Iii | Director |
| Jervis B. Perkins | Director |
| John K. Thompson | Executive |
| Jack J Walker | Director |
| J. Michael Wolfe | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
6075 Longbow Drive Suite 200
Boulder, CO, 80301
Boulder, CO, 80301