Form D · Other Real Estate
AEQUITAS OPPORTUNITY FUND LLC
Provo, UT · CIK 0001502014
Offering snapshot reported Oct 13, 2010 · SEC filing
- Reported sold
- $100K Offering amount: $1M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 22, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2010 | Amendment | $100,000 | $0vs Oct 4, 2010 | 1 | SEC filing |
| Oct 4, 2010 | Initial | $100,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06, 46, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-148463
Expandable to $2,800,000 maximum
Units of LLC Preferred Membership Interests
The securities will be sold by the Issuer's management who will not receive remuneration in connection with the sale of securities. In the event FINRA-reps are retained and sales commissions are paid, Item 12 of this Form D will be amended accordingly.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| . | None |
Source: Form D, filed Oct 13, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aequitas Asset Management Group Llc | Promoter |
| Jon L Farris | Director, Executive, Promoter |
| Robert C Montgomery | Director, Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:Provo, UT, 84606