Form D · Other Investment Fund

Aequitas Income Opportunity Fund, LLC

Lake Oswego, OR · CIK 0001465844

Offering snapshot reported Apr 13, 2015 · SEC filing

Reported sold
$58.8M
Indefinite offering
Investors reported
188
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 5, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.4M$58.8MSep 25, 2009: $7,522,418.00Sep 25, 2009Mar 30, 2012: $40,637,510.00Mar 30, 2012Apr 12, 2013: $51,377,789.00Apr 12, 2013Apr 10, 2014: $58,256,408.00Apr 10, 2014Apr 13, 2015: $58,782,600.00Apr 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$58,256,408 → $58,782,600
  • Reported investors187 → 188
  • Minimum accepted$0 → $250,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2015Amendment$58,782,600$526,192vs Apr 10, 2014188SEC filing
Apr 10, 2014Amendment$58,256,408$6,878,619vs Apr 12, 2013187SEC filing
Apr 12, 2013Amendment$51,377,789$10,740,279vs Mar 30, 2012163SEC filing
Mar 30, 2012Amendment$40,637,510$33,115,092vs Sep 25, 2009176SEC filing
Sep 25, 2009Initial$7,522,418No comparison22SEC filing

Offering details

Securities
Debt
Exemptions
06b, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$883K (estimated)
Finders' fees
$0
Form D file number
021-134736
The minimum investment may be waived by the Manager in its sole discretion.
Figures shown do not include amounts paid to employees as part of their compensation package.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RP Capital LLC134768

Source: Form D, filed Apr 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aequitas Capital Management, Inc. Aequitas Capital Management, Inc. Director
Aequitas Investment Management, Llc Aequitas Investment Management, Llc Executive
Patricia Jean Brown Executive
Robert Joseph Jesenik Executive
Andrew N Mac Ritchie Executive
Brian Arthur Oliver Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5300 Meadows Rd Suite 400
Lake Oswego, OR, 97035