Form D · Other Banking and Financial Services

AEQUITAS COMMERCIAL FINANCE LLC

Lake Oswego, OR · CIK 0001428929

Offering snapshot reported Apr 13, 2015 · SEC filing

Reported sold
$545M
Indefinite offering
Investors reported
1,533
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 4, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$272M$545MFeb 12, 2010: $92,825,000.00Feb 12, 2010Feb 12, 2010: $92,825,000.00Mar 30, 2012: $260,053,000.00Sep 6, 2012: $260,053,000.00Sep 27, 2012: $260,053,000.00Apr 12, 2013: $302,484,136.00Apr 10, 2014: $404,661,389.00Apr 13, 2015: $544,940,138.00Apr 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$404,661,389 → $544,940,138
  • Reported investors1,211 → 1,533

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2015Amendment$544,940,138$140,278,749vs Apr 10, 20141,533SEC filing
Apr 10, 2014Amendment$404,661,389$102,177,253vs Apr 12, 20131,211SEC filing
Apr 12, 2013Amendment$302,484,136$42,431,136vs Sep 27, 2012956SEC filing
Sep 27, 2012Amendment$260,053,000$0vs Sep 6, 20121,139SEC filing
Sep 6, 2012Amendment$260,053,000$0vs Mar 30, 20121,139SEC filing
Mar 30, 2012Amendment$260,053,000$167,228,000vs Feb 12, 20101,139SEC filing
Feb 12, 2010Amendment$92,825,000No comparison347SEC filing
Feb 12, 2010Amendment$92,825,000No comparison347SEC filing

Offering details

Securities
Debt
Exemptions
06b, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$6.14M (estimated)
Finders' fees
$925K (estimated)
Form D file number
021-115436
The minimum investment may be waived by the Manager in its sole discretion.
Figures shown do not include amounts paid to employees as part of their compensation package.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Dube & AssociatesNone
Todd JerryNone
Reale Partners, LLCNone
Eric Manese4360890Sorrento Pacific Financial, LLC · CRD 127787
RP Capital LLC134768
Matrix Capital Group, Inc.33364
Hancock Investment Services, Inc.40637

Source: Form D, filed Apr 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aequitas Capital Management Inc. Aequitas Capital Management Inc. Executive
Aequitas Capital Management, Inc. Aequitas Capital Management, Inc. Executive
Patricia J. Brown Executive
Robert J. Jesenik Executive
Andrew N. Mac Ritchie Executive
Brian A. Oliver Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
5300 Meadows Road Suite 400
Lake Oswego, OR, 97035