Form D · Other Investment Fund
Aeon U.S. SMID Cap Value Fund, LLC
New York, NY · CIK 0001921293
Offering snapshot reported Nov 30, 2023 · SEC filing
- Reported sold
- $21.2M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jun 2, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$22,354,616 → $21,198,162
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2023 | Amendment | $21,198,162 | -$1,156,454vs Nov 15, 2022 | 5 | SEC filing |
| Nov 15, 2022 | Initial | $22,354,616 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-464856
As of 10/31/2023
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Epoch Investment Partners, Inc. | None |
Source: Form D, filed Nov 30, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Cooper | Executive |
| N/A Epoch Investment Partners, Inc. | Executive, Promoter |
| William Priest | Executive |
| Michael Welhoelter | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017