Form D · Other Investment Fund

AEM Select Fund, Ltd.

Palm Beach Gardens, FL · CIK 0001534466

Offering snapshot reported Nov 9, 2012 · SEC filing

Reported sold
$690K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$345K$690KNov 15, 2011: $690,450.00Nov 15, 2011Nov 9, 2012: $690,450.00Nov 9, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2012Amendment$690,450$0vs Nov 15, 20111SEC filing
Nov 15, 2011Initial$690,450No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-168738

Source: Form D, filed Nov 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEM SELECT FUND, LTD

Investment adviser: ABSOLUTE EQUITY MANAGERS, LLC

Gross asset value
$10.1M
Beneficial owners
6
ADV minimum commitment
$100K

Reported in Form ADV on Feb 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLC GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

Filing source

Form ADV 866397 · Feb 27, 2015 · Schedule D 7.B.(1), fund 805-2108166741

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Borsanyi Director
Peter Huber Director
Ernst Schneider Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Absolute Equity Managers, Llc 3001 Pga Blvd., Suite 110
Palm Beach Gardens, FL, 33410