Form D · Venture Capital Fund

AEI Tethys II, LLC

Chicago, IL · CIK 0001523342

Offering snapshot reported Nov 29, 2011 · SEC filing

Reported sold
$3.63M
Indefinite offering
Investors reported
50
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jun 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.81M$3.63MJul 11, 2011: $35,000.00Jul 11, 2011Jul 19, 2011: $320,000.00Jul 26, 2011: $414,500.00Aug 1, 2011: $520,500.00Aug 29, 2011: $1,108,500.00Sep 16, 2011: $1,445,000.00Sep 30, 2011: $1,535,000.00Oct 5, 2011: $1,760,000.00Oct 31, 2011: $2,139,500.00Nov 21, 2011: $3,625,000.00Nov 29, 2011: $3,625,000.00Nov 29, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2011Amendment$3,625,000$0vs Nov 21, 201150SEC filing
Nov 21, 2011Amendment$3,625,000$1,485,500vs Oct 31, 201150SEC filing
Oct 31, 2011Amendment$2,139,500$379,500vs Oct 5, 201134SEC filing
Oct 5, 2011Amendment$1,760,000$225,000vs Sep 30, 201130SEC filing
Sep 30, 2011Amendment$1,535,000$90,000vs Sep 16, 201128SEC filing
Sep 16, 2011Amendment$1,445,000$336,500vs Aug 29, 201124SEC filing
Aug 29, 2011Amendment$1,108,500$588,000vs Aug 1, 201117SEC filing
Aug 1, 2011Amendment$520,500$106,000vs Jul 26, 201113SEC filing
Jul 26, 2011Amendment$414,500$94,500vs Jul 19, 201111SEC filing
Jul 19, 2011Amendment$320,000$285,000vs Jul 11, 20117SEC filing
Jul 11, 2011Initial$35,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$166K
Finders' fees
$0
Form D file number
021-162608

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cooper Cordin3182812Advanced Equities, Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities, Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
Louise H Short1751555First Allied Securities, Inc. · CRD 32444
Ryan Metz5609347Advanced Equities, Inc. · CRD 35545
William Metz808295Advanced Equities, Inc. · CRD 35545
John Montgomery1033543First Allied Securities, Inc. · CRD 32444
Bijal Modi5155401Advanced Equities, Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities, Inc. · CRD 35545
Chris Gambino4129800Advanced Equities, Inc. · CRD 35545
Chris Struck4288655Advanced Equities, Inc. · CRD 35545
Toby Harris4791779First Allied Securities, Inc. · CRD 32444
Michael Williams468074First Allied Securities, Inc. · CRD 32444
Jordan Berlin821934Advanced Equities, Inc. · CRD 35545
Frederic May1334138First Allied Securities, Inc. · CRD 32444
Staci Scharadin3202644First Allied Securities, Inc. · CRD 32444
Geoff Carfagnini2771125Advanced Equities, Inc. · CRD 35545
John Ferrick2568789Advanced Equities, Inc. · CRD 35545
James Kozak2237880Advanced Equities, Inc. · CRD 35545
Eric Richardson3182616Advanced Equities, Inc. · CRD 35545
Max Odom5744627Advanced Equities, Inc. · CRD 35545
Arthur Coleman847936Advanced Equities, Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545
Etienn Couret3099991Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Nov 29, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Inc. Director
Keith Daubenspeck Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606