Form D · Venture Capital Fund

AEI Quantia Investments IV, LLC

Chicago, IL · CIK 0001459607

Offering snapshot reported Jul 2, 2009 · SEC filing

Reported sold
$2.59M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Mar 19, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.29M$2.59MApr 7, 2009: $556,000.00Apr 7, 2009Jul 2, 2009: $2,587,200.00Jul 2, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$556,000 → $2,587,200

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2009Amendment$2,587,200$2,031,200vs Apr 7, 200931SEC filing
Apr 7, 2009Initial$556,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$146K (estimated)
Finders' fees
$0
Form D file number
021-130003

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
David Landskowsky4221686Advanced Equities, Inc. · CRD 35545
Eric Rubenstein1709086Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Jul 2, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Quantia Management Corporation Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive
Chicago, IL, 60606