Form D · Venture Capital Fund

AEI Patron II, LLC

Chicago, IL · CIK 0001527826

Offering snapshot reported Mar 23, 2012 · SEC filing

Reported sold
$1.1M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Sep 8, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$548K$1.1MSep 16, 2011: $40,000.00Sep 16, 2011Oct 17, 2011: $85,000.00Oct 31, 2011: $175,000.00Nov 14, 2011: $300,000.00Nov 28, 2011: $476,500.00Dec 19, 2011: $901,500.00Mar 23, 2012: $1,096,500.00Mar 23, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$901,500 → $1,096,500
  • Reported investors18 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2012Amendment$1,096,500$195,000vs Dec 19, 201121SEC filing
Dec 19, 2011Amendment$901,500$425,000vs Nov 28, 201118SEC filing
Nov 28, 2011Amendment$476,500$176,500vs Nov 14, 201113SEC filing
Nov 14, 2011Amendment$300,000$125,000vs Oct 31, 20118SEC filing
Oct 31, 2011Amendment$175,000$90,000vs Oct 17, 20116SEC filing
Oct 17, 2011Amendment$85,000$45,000vs Sep 16, 20114SEC filing
Sep 16, 2011Initial$40,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$62.1K
Finders' fees
$0
Form D file number
021-166013

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Kevin Graetz1935982Advanced Equities, Inc. · CRD 35545
Joe Hede2389098Advanced Equities, Inc. · CRD 35545
Mark Finckle2650476Advanced Equities, Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities, Inc. · CRD 35545
Ryan Metz5609347Advanced Equities, Inc. · CRD 35545
William Metz808295Advanced Equities, Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Mar 23, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Patron Management Corporation Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60067