Form D · Venture Capital Fund

AEI Bloom X, LLC

Chicago, IL · CIK 0001551742

Offering snapshot reported Jun 28, 2012 · SEC filing

Reported sold
$3.07M
Indefinite offering
Investors reported
151
Form D · investor count
Minimum accepted
$108K
Reported outside-investor minimum
First sale
Jun 14, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2012Initial$3,070,410No comparison151SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$163K
Finders' fees
$0
Form D file number
021-180432

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allen Gamble2746330First Allied Securities, Inc. · CRD 32444
Bijal Modi5155401Advanced Equities, Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities, Inc. · CRD 35545
Cal McAusland2206464First Allied Securities, Inc. · CRD 32444
Christopher Capra2691295Advanced Equities, Inc. · CRD 35545
Richard Dunnett2693001Advanced Equities, Inc. · CRD 35545
John Ferrick2568789Advanced Equities, Inc. · CRD 35545
James Kozak2237880Advanced Equities, Inc. · CRD 35545
Christine Tang4774839First Allied Securities, Inc. · CRD 32444
Shawn Rogers3081518Advanced Equities, Inc. · CRD 35545
Dennis Colley1517102First Allied Securities, Inc. · CRD 32444
Dennis Thurman2342398First Allied Securities, Inc. · CRD 32444
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545
Gilbert Fries725342First Allied Securities, Inc. · CRD 32444
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Rick Post5469061Advanced Equities, Inc. · CRD 35545
Hayward Roy2842866Advanced Equities, Inc. · CRD 35545
James Depke2804126Advanced Equities, Inc. · CRD 35545
James Piff1991874Advanced Equities, Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities, Inc. · CRD 35545
Chris Gambino4129800Advanced Equities, Inc. · CRD 35545
Brian Czupek2254610Advanced Equities, Inc. · CRD 35545
Jeffrey Forehand1618003First Allied Securities, Inc. · CRD 32444
Joe Hede2389098Advanced Equities, Inc. · CRD 35545
John Taylor1990537First Allied Securities, Inc. · CRD 32444
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities, Inc. · CRD 35545
Lance Dahmer1615284First Allied Securities, Inc. · CRD 32444
Larry Cohen3191796Advanced Equities, Inc. · CRD 35545
Charles Proulx5384945Advanced Equities, Inc. · CRD 35545
Mark Chamberlain1655738First Allied Securities, Inc. · CRD 32444
Mark Finckle2650476Advanced Equities, Inc. · CRD 35545
Michael Thiel1108580First Allied Securities, Inc. · CRD 32444
Patrick Thurman825773First Allied Securities, Inc. · CRD 32444
Paul Lewis1052535First Allied Securities, Inc. · CRD 32444
Peter McDonnell1374657Advanced Equities, Inc. · CRD 35545
Ryan Metz5609347Advanced Equities, Inc. · CRD 35545
William Metz808295Advanced Equities, Inc. · CRD 35545
Stephen Dudurich724748First Allied Securities, Inc. · CRD 32444
Stuart Hoshide1838860First Allied Securities, Inc. · CRD 32444
Wesley Gordon5000607Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI BLOOM X, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$751K
Beneficial owners
151
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1295734 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-5029404983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities, Inc. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Dr Suite 1650
Chicago, IL, 60606