Form D · Venture Capital Fund

AEI ALIEN SERIES B' INVESTMENTS II, LLC

Chicago, IL · CIK 0001510957

Offering snapshot reported Jul 12, 2011 · SEC filing

Reported sold
$3.26M
Indefinite offering
Investors reported
55
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Feb 24, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.63M$3.26MMar 7, 2011: $79,500.00Mar 7, 2011May 31, 2011: $1,410,700.00May 31, 2011Jun 24, 2011: $2,510,500.00Jul 7, 2011: $3,262,968.00Jul 12, 2011: $3,262,968.00Jul 12, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 12, 2011Amendment$3,262,968$0vs Jul 7, 201155SEC filing
Jul 7, 2011Amendment$3,262,968$1,852,268vs May 31, 201155SEC filing
Jun 24, 2011Amendment$2,510,500$1,099,800vs May 31, 201148SEC filing
May 31, 2011Amendment$1,410,700$1,331,200vs Mar 7, 201132SEC filing
Mar 7, 2011Initial$79,500No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$152K
Finders' fees
$0
Form D file number
021-156273

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Chris Clark1952666Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Mark Finckle2650476Advanced Equities Inc. · CRD 35545
Ryan Metz5609347Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Rick Post5469061Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Patrick Thurman825773First Allied Securities, Inc. · CRD 32444
Frederic May1334138First Allied Securities, Inc. · CRD 32444
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Gregory Grycan1663960Advanced Equities, Inc. · CRD 35545
Jack Holland851442First Allied Securities, Inc. · CRD 32444
John Ferrick2568789Advanced Equities, Inc. · CRD 35545
Larry Cohen3191796Advanced Equities, Inc. · CRD 35545
William Metz808295Advanced Equities, Inc. · CRD 35545
Thomas Casper2759564Advanced Equities, Inc. · CRD 35545
Tom Tang5518409Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Jul 12, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI ALIEN SERIES B' INVESTMENTS II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$2.73M
Beneficial owners
60
ADV minimum commitment
$100K

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1440803 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-5243497258

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Alien Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606