Form D · Venture Capital Fund
AEI 2011 Ventures II, LLC
Chicago, IL · CIK 0001514021
Offering snapshot reported Mar 7, 2011 · SEC filing
- Reported sold
- $40.9K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Feb 28, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2011 | Initial | $40,900 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.32K
- Finders' fees
- $0
- Form D file number
- 021-156282
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gary Saccaro | 1806863 | Advanced Equities Inc. · CRD 35545 |
| Chris Clark | 1952666 | Advanced Equities Inc. · CRD 35545 |
Source: Form D, filed Mar 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AEI 2011 VENTURES II, LLC
Investment adviser: SPRUCE INVESTMENT ADVISORS LLC
- Gross asset value
- $2K
- Beneficial owners
- 2
- ADV minimum commitment
- $100K
Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
ADEPTUS PARTNERS LLC
PCAOB 3686
Filing source
Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-8824192297
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities 2011 Venture Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606