Form D · Venture Capital Fund

AEI 2010 Ventures II, LLC

Chicago, IL · CIK 0001491315

Offering snapshot reported Jun 3, 2010 · SEC filing

Reported sold
$315K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Apr 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$158K$315KMay 12, 2010: $265,000.00May 12, 2010Jun 3, 2010: $315,000.00Jun 3, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$265,000 → $315,000
  • Reported investors2 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2010Amendment$315,000$50,000vs May 12, 20103SEC filing
May 12, 2010Initial$265,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$17.8K
Finders' fees
$0
Form D file number
021-141905

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James Depke2804126Advanced Equities Inc. · CRD 35545
John Taylor1990537First Allied Securities Inc. · CRD 32444
Verna Schoen1420124First Allied Securities Inc. · CRD 32444

Source: Form D, filed Jun 3, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI 2010 VENTURES II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$928
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 991435 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-6017330519

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities 2010 Ventures Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606