Form D · Venture Capital Fund

AEI 2007 VENTURE INVESTMENTS IVLLC

Chicago, IL · CIK 0001419515

Offering snapshot reported Jul 22, 2009 · SEC filing

Reported sold
$17.3M
Indefinite offering
Investors reported
130
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Oct 17, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2009Amendment$17,296,578No comparison130SEC filing
Nov 26, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$801K (estimated)
Finders' fees
$0
Form D file number
021-111506

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Akram Benmbarek3230531Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Christopher Brothers2186156Advanced Equities Inc. · CRD 35545
Markus Cano2289830Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
James Duncan1781313Advanced Equities Inc. · CRD 35545
Tyler Engh5132951Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Galinsky1513926Advanced Equities Inc. · CRD 35545
James Lynch2387056Advanced Equities Inc. · CRD 35545
Owen Schnaper5097283Advanced Equities Inc. · CRD 35545
Robert Marassa2649843Advanced Equities Inc. · CRD 35545
Brandon McFarland5010542Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
Robert Speigel1671044Advanced Equities Inc. · CRD 35545
Douglas Vrame2346522Advanced Equities Inc. · CRD 35545
Jeff Allman4460820First Allied Securities Inc. · CRD 32444
Tim Buscher1369454First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Robert Cheney2825660First Allied Securities Inc. · CRD 32444
Randolph Chinn1318491First Allied Securities Inc. · CRD 32444
Gary Cousino726486First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Lance Dahmer1615284First Allied Securities Inc. · CRD 32444
Todd Dombrowski4778394First Allied Securities Inc. · CRD 32444
Jason Dyken4531301First Allied Securities Inc. · CRD 32444
Brian Farley2700699First Allied Securities Inc. · CRD 32444
Greg Farrall2559797First Allied Securities Inc. · CRD 32444
Jeffrey Forehand1618003First Allied Securities Inc. · CRD 32444
Gilbert Fries725342First Allied Securities Inc. · CRD 32444
Allen Gamble2746330First Allied Securities Inc. · CRD 32444
Terry Garland1986864First Allied Securities Inc. · CRD 32444
Richard Glaze1174622First Allied Securities Inc. · CRD 32444
Graham Guess2803700First Allied Securities Inc. · CRD 32444
Chang Soo Han1048237First Allied Securities Inc. · CRD 32444
Matthew Hansen4696471First Allied Securities Inc. · CRD 32444
Raymond Lucia1073284First Allied Securities Inc. · CRD 32444
Jonathan Holljes1106311First Allied Securities Inc. · CRD 32444
Rick Jaye1091766First Allied Securities Inc. · CRD 32444
Paul Lewis1052535First Allied Securities Inc. · CRD 32444
Andrew Markham1863372First Allied Securities Inc. · CRD 32444
Cal McAusland2206464First Allied Securities Inc. · CRD 32444
Janet Montgomery853307First Allied Securities Inc. · CRD 32444
Ryan Peterson2206897First Allied Securities Inc. · CRD 32444
Daniel Porter849544First Allied Securities Inc. · CRD 32444
Timothy Rice2417854First Allied Securities Inc. · CRD 32444
Jerry W Roe2982239First Allied Securities Inc. · CRD 32444
Staci Scharadin3202644First Allied Securities Inc. · CRD 32444
Verna Schoen1420124First Allied Securities Inc. · CRD 32444
Steven Simes2134935First Allied Securities Inc. · CRD 32444
Lynn Smeraldo1884870First Allied Securities Inc. · CRD 32444
Gary Stratton707452First Allied Securities Inc. · CRD 32444
Erik Weir2009973First Allied Securities Inc. · CRD 32444
Chris Whited2530579First Allied Securities Inc. · CRD 32444
Gile Williams1062570First Allied Securities Inc. · CRD 32444
Christopher Wright725409First Allied Securities Inc. · CRD 32444

Source: Form D, filed Jul 22, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI 2007 VENTURE INVESTMENTS IV, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$1.33M
Beneficial owners
142
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1295734 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-9478358766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Vimco, Inc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Dr Suite 6150
Chicago, IL, 60606