Form D · Hedge Fund

AEF HOLDINGS LTD.

New York, NY · CIK 0001553876

Offering snapshot reported Jul 11, 2014 · SEC filing

Reported sold: $7.67M
Investors reported: 2
Minimum accepted: $1M
First sale: Jul 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 11, 2014	Amendment	$7,670,084	$0vs Jul 11, 2012	2	SEC filing
Jul 11, 2013	Amendment	$7,670,084	$0vs Jul 11, 2012	2	SEC filing
Jul 11, 2012	Initial	$7,670,084	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-181016

Source: Form D, filed Jul 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEF HOLDINGS, LTD

Investment adviser: ABRDN INC.

Gross asset value: $4.4M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Dec 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian J.P. MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Marketer STANDARD LIFE INVESTMENTS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STANDARD LIFE INVESTMENTS SECURITIES LLC
CRD 157233 · SEC 8-68839

Filing source

Form ADV 1252972 · Dec 27, 2018 · Schedule D 7.B.(1), fund 805-8974817001

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Averell H. Mortimer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Arden Asset Management, Llc 375 Park Avenue, 32 Nd Floor
New York, NY, 10152