Form D · Private Equity Fund
AEA INVESTORS SMALL BUSINESS FUND II LP
New York, NY · CIK 0001453340
Offering snapshot reported Mar 2, 2010 · SEC filing
- Reported sold
- $145M Offering amount: $250M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 30, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2010 | Amendment | $144,838,000 | $0vs Feb 26, 2010 | 25 | SEC filing |
| Feb 26, 2010 | Amendment | $144,838,000 | No comparison | 25 | SEC filing |
| Dec 31, 2008 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-125662
The general partner reserves the right to offer a greater or lesser amount of limited partner interests.
Placement Agent fees to be paid upon a fee schedule. Such fees are offset dollar for dollar against the management fees payable by the Issuer and, thus, payment of such fees ultimately will not require additional expenditure by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PTP SECURITIES, LLC | 136832 |
Source: Form D, filed Mar 2, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Damon H. Ball | Executive, Promoter |
| Baron Carlson | Executive, Promoter |
| John F. Cozzi | Executive, Promoter |
| John L. Garcia | Executive, Promoter |
| Vincent A. Mai | Executive, Promoter |
| Alan W. Wilkinson | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10055