Form D · Hedge Fund

Advisory Research Small Cap Value Opportunity Fund, L.P.

Chicago, IL · CIK 0001525749

Offering snapshot reported Jul 10, 2012 · SEC filing

Reported sold
$1.25M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$625K$1.25MJul 13, 2011: $750,000.00Jul 13, 2011Jul 10, 2012: $1,250,000.00Jul 10, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$750,000 → $1,250,000
  • Reported investors9 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2012Amendment$1,250,000$500,000vs Jul 13, 20114SEC filing
Jul 13, 2011Initial$750,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-162792
The General Partner may in its sole discretion admit Limited Partnersh who invest less than $500,000. The General Partner may raise or lower the minimum investment and accept investments below lower than the established minimum in its discretion.

Source: Form D, filed Jul 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVISORY RESEARCH SMALL CAP VALUE OPPORTUNITY FUND, L.P.

Investment adviser: ADVISORY RESEARCH INC

Gross asset value
$1.25M
Beneficial owners
4
ADV minimum commitment
$500K

Reported in Form ADV on Apr 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION SCHAUMBURG, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHICAGO, Illinois, United States
Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Filing source

Form ADV 703280 · Apr 1, 2013 · Schedule D 7.B.(1), fund 805-5510127876

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Heather L. Calby Executive
Christopher Crawshaw Director, Executive
David B. Heller Executive
Cari Ann Hopfensperger Executive
Brien O'brien Director, Executive, Promoter
Thomas Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
180 North Stetson Avenue Suite 5500
Chicago, IL, 60601